CAN DSS360 PROVIDE COMPLIANCE SERVICES ON AN OUTSOURCED BASIS?

 

dss360 staff hold internationally recognized compliance certifications and is prepared to provide compliance services on an outsourced basis to any registrant of the Securities Commission of The Bahamas (SCB).  These services can be tailored and priced to fit the specific needs and designed to help you meet the specific obligations under enacted to minimize and manage regulatory and AML/CFT risks including but not limited to the following:

 

• ensuring compliance with established polices & procedures and enacted legislation;

• delivering annual compliance training tailored to business & staff needs;

• revision, implementation and testing of an annual compliance program;

• external compliance audits;

• pre and post regulatory examination reviews;

• records management retention and systems reviews;

• assisting with annual risk based reviews;

• drafting end-to end policies and procedures; and

• providing assistance with other special projects.